## Posts Tagged ‘surgery’

### Cutting the Knot

December 13, 2010

Recently I came across a paper by John Pardon – a senior undergrad here at Princeton; in which he answered a question by Gromov regarding “knot distortion”. I found the paper being pretty cool, hence I wish to highlight the ideas here and perhaps give a more pictorial exposition.

This version is a bit different from one in the paper and is the improved version he had after taking some suggestions from professor Gabai. (and the bound was improved to a linear one)

Definition: Given a rectifiable Jordan curve $\gamma: S^1 \rightarrow \mathbb{R}^3$, the distortion of $\gamma$ is defined as

$\displaystyle \mbox{dist}(\gamma) = \sup_{t,s \in S^1} \frac{d_{S^1}(s,t)}{d_{\mathbb{R}^3}(\gamma(s), \gamma(t))}$.

i.e. the maximum ratio between distance on the curve and the distance after embedding. Indeed one should think of this as measuring how much the embedding ‘distort’ the metric.

Given knot $\kappa$, define the distortion of $\kappa$ to be the infimum of distortion over all possible embedding of $\gamma$:

$\mbox{dist}(\kappa) = \inf\{ \mbox{dist}(\gamma) \ | \ \gamma \ \mbox{is an embedding of} \ \kappa \ \mbox{in} \ \mathbb{R}^3 \}$

It was (somewhat surprisingly) an open problem whether there exists knots with arbitrarily large distortion.

Question: (Gromov ’83) Does there exist a sequence of knots $(\kappa_n)$ where $\lim_{n \rightarrow \infty} \mbox{dist}(\kappa_n) = \infty$?

Now comes the main result in the paper: (In fact he proved a more general version with knots on genus $g$ surfaces, for simplicity of notation I would focus only on torus knots)

Theorem: (Pardon) For the torus knot $T_{p,q}$, we have

$\mbox{dist}(T_{p,q}) \geq \frac{1}{100} \min \{p,q \}$

.

To prove this, let’s make a few observations first:

First, fix a standard embedding of $\mathbb{T}^2$ in $\mathbb{R}^3$ (say the surface obtained by rotating the unit circle centered at $(2, 0, 0)$ around the $z$-axis:

and we shall consider the knot that evenly warps around the standard torus the ‘standard $T_{p,q}$ knot’ (here’s what the ‘standard $T_{5,3}$ knot looks like:

By definition, an ’embedding of the knot’, is a homeomorphism $\varphi:\mathbb{R}^3 \rightarrow \mathbb{R}^3$ that carries the standard $T_{p,q}$ to the ‘distorted knot’. Hence the knot will lie on the image of the torus (perhaps badly distorted):

For the rest of the post, we denote $\varphi(T_{p,q})$ by $\kappa$ and $\varphi(\mathbb{T}^2)$ by $T^2$, w.l.o.g. we also suppose $p.

Definition: A set $S \in T^2$ is inessential if it contains no homotopically non-trivial loop on $T^2$.

Some important facts:

Fact 1: Any homotopically non-trivial loop on $\mathbb{T}^2$ that bounds a disc disjoint from $T^2$ intersects $T_{p,q}$ at least $p$ times. (hence the same holds for the embedded copy $(T^2, \kappa)$).

As an example, here’s what happens to the two generators of $\pi_1(\mathbb{T}^2)$ (they have at least $p$ and $q$ intersections with $T_{p,q}$ respectively:

From there we should expect all loops to have at least that many intersections.

Fact 2: For any curve $\gamma$ and any cylinder set $C = U \times [z_1, z_2]$ where $U$ is in the $(x,y)$-plane, let $U_z = U \times \{z\}$ we have:

$\ell(\gamma \cap C) \geq \int_{z_1}^{z_2} | \gamma \cap U_z | dz$

i.e. The length of a curve in the cylinder set is at least the integral over $z$-axis of the intersection number with the level-discs.

This is merely saying the curve is longer than its ‘vertical variation’:

Similarly, by considering variation in the radial direction, we also have

$\ell(\gamma \cap B(\bar{0}, R) \geq \int_0^{R} | \gamma \cap \partial B(\bar{0}, r) | dr$

Proof of the theorem

Now suppose $\mbox{dist}(T_{p,q})<\frac{1}{100}p$, we find an embedding $(T^2, \kappa)$ with $\mbox{dist}(\kappa)<\frac{1}{100}p$.

For any point $x \in \mathbb{R}^3$, let

$\rho(x) = \inf \{ r \ | \ T^2 \cap (B(x, r))^c$ is inessential $\}$

i.e. one should consider $\rho(x)$ as the smallest radius around $x$ so that the whole ‘genus’ of $T^2$ lies in $B(x,\rho(x))$.

It’s easy to see that $\rho$ is a positive Lipschitz function on $\mathbb{R}^3$ that blows up at infinity. Hence the minimum value is achieved. Pick $x_0 \in \mathbb{R}^3$ where $\rho$ is minimized.

Rescale the whole $(T^2, \kappa)$ so that $x_0$ is at the origin and $\rho(x_0) = 1$.

Since $\mbox{dist}(\kappa) < \frac{1}{100}p$ (and note distortion is invariant under scaling), we have

$\ell(\kappa \cap B(\bar{0}, 1) < \frac{1}{100}p \times 2 = \frac{1}{50}p$

Hence by fact 2, $\int_1^{\frac{11}{10}} | \kappa \cap \partial B( \bar{0}, r)| dr \leq \ell(\kappa \cap B(\bar{0}, 1)) < \frac{1}{40}p$

i.e. There exists $R \in [1, \frac{11}{10}]$ where the intersection number is less or equal to the average. i.e. $| \kappa \cap \partial B(\bar{0}, R) | \leq \frac{1}{4}p$

We will drive a contradiction by showing there exists $x$ with $\rho(x) < 1$.

Let $C_z = B(\bar{0},R) \cap \{z \in [-\frac{1}{10}, \frac{1}{10}] \}$, since

$\int_{-\frac{1}{10}}^{\frac{1}{10}} | U_t \cap \kappa | dt \leq \ell(\kappa \cap B(\bar{0},1) ) < \frac{1}{50}p$

By fact 2, there exists $z_0 \in [-\frac{1}{10}, \frac{1}{10}]$ s.t. $| \kappa \cap B(\bar{0},1) \times \{z_0\} | < \frac{1}{10}p$. As in the pervious post, we call $B(\bar{0},1) \times \{z_0\}$ a ‘neck’ and the solid upper and lower ‘hemispheres’ separated by the neck are $U_N, U_S$.

Claim: One of $U_N^c \cap T^2, \ U_S^c \cap T^2$ is inessential.

Proof: We now construct a ‘cutting homotopy’ $h_t$ of the sphere $S^2 = \partial B(\bar{0}, R)$:

i.e. for each $t \in [0,1), \ h_t(S^2)$ is a sphere; at $t=1$ it splits to two spheres. (the space between the upper and lower halves is only there for easier visualization)

Note that during the whole process the intersection number $h_t(S^2) \cap \kappa$ is monotonically increasing. Since $| \kappa \cap B(\bar{0},R) \times \{z_0\} | < \frac{1}{10}p$, it increases no more than $\frac{1}{5}p$.

Observe that under such ‘cutting homotopy’, $\mbox{ext}(S^2) \cap T^2$ is inessential then $\mbox{ext}(h_1(S^2)) \cap T^2$ is also inessential. (to ‘cut through the genus’ requires at least $p$ many intersections at some stage of the cutting process, but we have less than $\frac{p}{4}+\frac{p}{5} < \frac{p}{2}$ many interesections)

Since $h_1(S^2)$ is disconnected, the ‘genus’ can only lie in one of the spheres, we have one of $U_N^c \cap T^2, \ U_S^c \cap T^2$ is inessential. Establishes the claim.

We now apply the process again to the ‘essential’ hemisphere to find a neck in the $y$direction, i.e.cutting the hemisphere in half in $(x,z)$ direction, then the $(y,z)$-direction:

The last cutting homotopy has at most $\frac{p}{5} + 3 \times \frac{p}{4} < p$ many intersections, hence has inessential complement.

Hence at the end we have an approximate $\frac{1}{8}$ ball with each side having length at most $\frac{6}{5}$, this shape certainly lies inside some ball of radius $\frac{9}{10}$.

Let the center of the $\frac{9}{10}$-ball be $x$. Since the complement of the $\frac{1}{8}$ ball intersects $T^2$ in an inessential set, we have $B(x, \frac{9}{10})^c \cap T^2$ is inessential. i.e.

$\rho(x) \leq \frac{9}{10} <1$